From Successful Securities Analyst to Convicted Felon: The Shocking Inside Story of the Largest Insider Trading Investigation

A Roundtable Discussion with Tipper X

On February 22, 2018, the Program on Corporate Compliance and Enforcement hosted an evening event where PCCE Senior Fellow and current hedge fund general counsel/chief compliance officer, Michael Neus, interviewed Tom Hardin, the FBI’s Tipper X at the center of the series of criminal insider trading prosecutions by the U.S. Attorney of the Southern District of New York.  Tom Hardin described how his life unraveled during the world’s biggest insider trading probe, followed by a detailed Q & A session with Michael Neus.

View the event brochure

Panelists:

  • Tom Hardin, Tipper X Advisors
  • Michael C. Neus, General Counsel and Chief Compliance Officer, ExodusPoint Capital Management L.P.