The Securities and Exchange Commission: Priorities Going Forward

A Roundtable Discussion with Jay Clayton, Stephanie Avakian, Steven Peikin, and Peter Driscoll
Moderated by Professor Jennifer Arlen '86 and Professor Edward Rock

On September 5, 2017, from 5:30 to 7 p.m., the Program on Corporate Compliance and Enforcement, the Institute for Corporate Governance and Finance, and the Pollack Center hosted a roundtable discussion with the Securities and Exchange Commission Chairman Jay Clayton; the two Co-Directors of the Division of Enforcement Stephanie Avakian and Steven Peikin; and Acting Director of the Office of Compliance Inspections and Examinations Peter Driscoll. Professor Arlen and Professor Rock moderated the discussion, which examined the SEC’s enforcement priorities, the impact of self-reporting and cooperation, cybersecurity, and data analytics.

 View the event brochure

Panelists:

  • Jay Clayton, Chair, U.S. Securities and Exchange Commission
  • Stephanie Avakian, Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission
  • Peter Driscoll, Acting Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
  • Steven Peikin, Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission