The New Face of AML Enforcement and Compliance

Person's hands typing on a keyboard

June 12, 2019

The goal of this event was to bring together academics, regulatory and enforcement officials, business leaders, general counsel, compliance officers, and private attorneys to discuss of some of the most pressing issues surrounding anti-money laundering. The program began with a discussion of information and data sharing under the U.S. regulations. The program then examined how institutions are currently using innovative technologies and what is on the horizon.

Keynote Speaker:

Kenneth A. Blanco, Director, Financial Crimes Enforcement Network

Text of Kenneth A. Blanco's speech is available.

Agenda:

Panel 1: Information and Data Sharing Under the U.S. AML Regime

Moderator: Allison Caffarone '03, Executive Director, Program on Corporate Compliance and Enforcement, NYU School of Law
Panelists

  • H. Rodgin Cohen, Senior Chairman, Sullivan & Cromwell
  • Marcy Forman, Managing Director, Global Investigations Unit, AML Compliance, Citigroup
  • Michael Held '95, General Counsel and Executive Vice President, Federal Reserve Bank of New York
  • Sarah Runge, Global Head of Financial Crimes Compliance Regulatory Strategy, Credit Suisse
  • Jason Schultz, Professor of Clinical Law, NYU School of Law

Keynote Speech

Kenneth A. Blanco, Director, Financial Crimes and Enforcement Network

Panel 2: The Move Away From the Traditional AML Compliance Model

Moderator: Sharon Cohen Levin, Partner, Wilmer Cutler Pickering Hale and Dorr
Panelists

  • Daniel Alonso '90, Managing Director and General Counsel, Exiger
  • Joseph Facciponti, Partner, Murphy & McGonigle
  • Court Golumbic, Participating Managing Director, Global Head of Financial Crime Compliance, Goldman Sachs
  • Rachel Kaufman, Managing Director, Global Head SAR Program, JPMorgan Chase & Co.
  • Maria Vullo '87, Senior Fellow, Program on Corporate Compliance and Enforcement, NYU School of Law and Former Superintendent, New York Department of Financial Services