Program on Corporate Compliance and Enforcement


Each year, the program sponsors conferences designed to bring together leading academics, judges, and enforcement officials. 

Upcoming Events:

April 17-18, 2015: Conference on Corporate Crime and Financial Misdealing
An interdisciplinary conference involving scholars from law, business, sociology, economics, and psychology who will present original papers on corporate crime and securities fraud. The papers will be published as chapter in the Research Handbook on Corporate Crime and Financial Misdealing (Jennifer Arlen ed., Edward Elgar Press).
Lunch Keynote Speaker: Assistant Attorney General Leslie R. Caldwell
Dinner Keynote Speaker: The Honorable Jed S. Rakoff, US District Judge, SDNY
Conference Organizer: Jennifer Arlen

May 8, 2015: Compliance Beyond the Firm
This conference will bring together leaders in the compliance worldcompliance officials, general counsels, government officials, and prominent academicsto consider the implications of compliance functions that extend beyond the borders of the firm. Examples include supply and distribution chain issues, enforcement of sanctions regimes, enforcement of tax regulations, monitoring and surveillance of vendors, and the use of agents and other business partners in foreign countries.
Conference Organizer: Geoffrey Miller

Past Events:

September 17, 2014: US Attorney General Eric Holder on Corporate Crime and Compliance
The NYU Program on Corporate Compliance and Enforcement and the Milbank Tweed Forum co-sponsored an address by US Attorney General Eric Holder on "Corporate Crime and Compliance." View AG's speech.

May 16-17, 2014: 2014 Law and Banking/Finance Conference:  Regulating Risk Taking in a Post Credit Crisis Environment
Sponsors: NYU Law's Center for Financial Institutions, ETH, and NYU Law's Program on Corporate Compliance and Enforcement
View the full conference program here.

April 4-5, 2014: Deterring Corporate Crime: Effective Principles for Corporate Enforcement
The conference centered on criminal and Securities Exchange Commission enforcement policy for individuals and firms. It featured more than 40 representatives from law schools, law firms, the judiciary, the Department of Justice, the Securities and Exchange Commission, and major companies.
Sponsors: NYU Program on Corporate Compliance and Enforcement and the American Law Institute
Keynote speakers: Preet Bharara, United States Attorney for the Southern District of New York and Benjamin Lawsky, Superintendent of Financial Services for the New York State Department of Financial Services.
Conference Organizer: Jennifer Arlen
View the full conference program here.

February 15, 2014
Publication date of Professor Geoffrey Miller's new book, The Law of Governance, Risk Management, and Compliance.

January 22, 2014: Milbank Tweed Forum - Suddenly Sexy: How Compliance Went from Ho-hum to Hot
Organizer: Geoffrey Miller 

January 17-18, 2014: Business Beyond Borders
Sponsors: NYU Program on Corporate Compliance and Enforcement, NYU Stern, and NYU Shanghai
Conference Organizers: Jennifer Arlen, Jennifer Carpenter (NYU Stern), Kose John (NYU Stern)

October 13, 2013: Insider Trading: Hedge Funds in the Crosshairs
At the Milbank Tweed Forum, Jennifer Arlen and a panel of experts moderated by Kevin Davis discuss the insider trading prosecutions of hedge funds. Watch the full video of the event here.
Organizer: Jennifer Arlen