Pollack Center for Law & Business

SEED - SEC Enforcement Actions Database

Disclaimer and User Agreement

By accessing and/or using the Securities Enforcement Empirical Database created by the NYU Pollack Center for Law & Business in cooperation with Cornerstone Research (“SEED”), made available on NYU’s web site, you agree to comply with all of the terms and conditions of this Disclaimer and User Agreement.

SEED is provided as an information service only and does not constitute legal advice. Neither NYU nor Cornerstone Research guarantees the accuracy, completeness, efficacy, or timeliness of such information. The information contained in SEED is collected from a variety of sources, including the Securities and Exchange Commission, and may include links to external websites. These sources contain information created, published, maintained, or otherwise posted by organizations independent of NYU or Cornerstone Research. NYU and Cornerstone Research do not endorse or certify such sources and have not independently verified their accuracy or reliability. Use of such information is voluntary, and reliance on it should only be undertaken after a careful and independent review. Reference in any such sources to any specific commercial product, process, or service does not constitute or imply endorsement or recommendation by NYU or Cornerstone Research.

SEED IS PROVIDED "AS IS" WITHOUT ANY WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO WARRANTIES OF TITLE OR IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. NYU AND CORNERSTONE RESEARCH ASSUME NO RESPONSIBILITY FOR CONSEQUENCES RESULTING FROM THE USE OF THE INFORMATION CONTAINED HEREIN. NEITHER NYU NOR CORNERSTONE RESEARCH IS RESPONSIBLE FOR, AND BOTH EXPRESSLY DISCLAIM, ANY AND ALL LIABILITY ARISING OUT OF USE, MISUSE, REFERENCE TO, OR RELIANCE ON SUCH INFORMATION, INCLUDING WITHOUT LIMITATION ANY LOSS OF BUSINESS OR PROFITS, OR ANY INDIRECT, INCIDENTAL, OR CONSEQUENTIAL DAMAGES, EVEN IF NYU OR CORNERSTONE RESEARCH IS PREVIOUSLY ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.

SEED, including the selection, organization, arrangement, and summaries of materials in the database and the coding of the web application used to access the database, is copyrighted by NYU. Other works available through this website, including analyses of SEED, whether in graphical or written form, may be copyrighted solely or jointly by Cornerstone and/or NYU as noted in such materials. Neither NYU nor Cornerstone claims copyright in any United States Government works or other third party materials that may be incorporated into any of the foregoing.

You are hereby granted a limited right to view, search, download, and print content from SEED solely for personal, non-commercial use or for use in academic research. The right to view, download, and print information from SEED is limited to specific portions of the database and specific search limitations as determined by NYU from time to time. Any attempt to circumvent such restrictions (e.g., accessing or downloading the database in its entirety) is strictly prohibited. The content may not be reproduced, disseminated, resold, republished, or transferred, in any form or by any means, without the prior written agreement of NYU, except that information from SEED may be incorporated into academic research materials provided that SEED receives express attribution. NYU may, in its sole discretion, grant additional access rights and search functionality to bona fide academic researchers upon written request submitted to: The Director of the NYU Pollack Center for Law & Business.

NYU retains the right to modify any aspect of SEED, including but not limited to the terms of this Disclaimer and User Agreement.