Each year, the program sponsors conferences, colloquia and roundtable discussions designed to bring together leading academics, judges, and enforcement officials.

Upcoming Events

September 25, 2017: Perspectives on Enforcement: Self-Reporting and Cooperation at the CFTC

On September 25, 2017, from 6:00 to 7:30 p.m., James McDonald, Director of Enforcement for the U.S. Commodity Futures Trading Commission will announce a new policy on self-reporting and cooperation. Pre-Registration Required.

Fall Conference 2017: Deterring Corporate Crime: The Promise and Challenge of Multiple Enforcers

November 9, 2017: No Turning Back: 40 Years of the FCPA and 20 Years of the OECD Anti-Bribery Convention: Impact, Achievements and Future Challenges

Conference Co-Organized by the Fraud Section, Department of Justice, Securities and Enchange Commission, and the OECD Working Group on Bribery and Hosted by PCCE. Pre-Registration Required.

Recent Events

SEC Roundtable with Jay Clayton, Stephanie Avakian, Steve Peikin, and Peter Driscoll
September 5, 2017

On September 5, 2017, from 5:30 to 7 p.m., the Institute for Corporate Governance and Finance, the Program on Corporate Compliance and Enforcement, and the Pollack Center hosted a panel discussion with the Securities and Exchange Commission Chairman, Jay Clayton, the two Co-Directors of the Division of Enforcement, Stephanie Avakian and Steven Peikin, and Acting Director of the Office of Compliance, Peter Driscoll. Professor Arlen and Professor Rock moderated the discussion, which focused on the SEC’s enforcement priorities.

Preet Bharara: Reflections
May 9, 2017

On May 9, 2017, the NYU Program on Corporate Compliance and Enforcement and the Institute for Corporate Governance & Finance sponsored an address by Former United States Attorney for the Southern District of New York, Preet Bharara. To an audience that filled NYU Law’s Lester Pollack Colloquium, Former United States Attorney for the Southern District of New York Preet Bharara reflected upon his time as United States Attorney.

Spring Conference 2017: Expanding Individual Accountability for Corporate Misconduct
Keynote Speaker: Mark Steward, Director of Enforcement and Market Oversight, Financial Conduct Authority, U.K. View Mark Steward's speech here.
Click here for the Full Conference Agenda

SEC Chair Mary Jo White Talks about A New Model for SEC Enforcement
November 18, 2016
Read text of Chair Mary Jo White's Address here

Selected Past Events:

Deputy Attorney General Sally Quillian Yates, announcing the Yates Memo
September 10, 2015

The NYU Program on Corporate Compliance and Enforcement sponsored an address by Deputy Attorney General Sally Quillian Yates on the Justice Department’s commitment to ensuring individual accountability in matters of corporate wrongdoing.

The September 9, 2015 Yates Memo can be viewed here.  
Text of DAG Yates' Remarks can be viewed here.  
View Photo Gallery of Yates Reception Here.